General Terms and Conditions

Version

CCP.A General Terms and Conditions of Business 06/29/2020
Publication on GTC 06/29/2020
Code of Conduct12/2019
Schedule of Fees 05/30/2019

Clearing Agreements & Declarations

Version

Clearing Agreement with a Clearing Member (CM) - sample01/03/2018
Annexes to the Clearing Agreement with a Clearing Member (CM) - sample06/29/2020
Declaration of a Clearing Service Agreement between a Clearing Member (CM) and a Non-Clearing Member (NCM) - sample01/03/2018
Declaration of a Client Service Agreement between a Clearing Member (CM) and a Registered Client (RC) - sample01/03/2018
Clearing Agent Agreement - sample01/03/2018
Clearing Agent Declaration - sample 01/03/2018
Clearing Agreement CM with Clearing Agent - sample01/03/2018
Annexes to Clearing Agreement CM with Clearing Agent - sample06/29/2020
Payment Agent Declaration - sample01/03/2018

Forms

Version
F1 - Form regarding the termination of the Clearing Agreement pursuant to §18 GTC of CCP.A12/19/2019
F2 - Form regarding the suspension / revocation of suspension / termination of the CSA with an NCM pursuant to §19 GTC of CCP.A12/19/2019
F3 - Form regarding the withdrawal of Annex 5 (Clearing Member)04/16/2019
F4 - Form regarding the withdrawal of Annex 5 (Clearing Member with Clearing Agent)04/16/2019
F5 - Form regarding the withdrawal of Annex 5 (Clearing Member with Clearing Client)04/16/2019

Documents for New Members

Version

Contact Form04/25/2019
CCP.A Checklist Participant Link10/01/2018

Important Market Information

Version

List of non CCP-eligible Securitiesdaily
Risk Factorsdaily
List of shares in the "Vienna MTF" with principal trading venue in a third Country06/08/2020
CCP.A Clearing Calendar 202001/01/2020
List of CCP.A Members07/01/2020

Disclosure of Information pursuant to Reg. (EU) 153/2013

Version

Account Structure02/01/2017
Business Continuity Management06/29/2020
Business Rules of Risk Committee07/01/2013
Collateral Policy06/15/2020
Public Information on Default Fund Calculation06/29/2020
Default Waterfall06/15/2020
Governance Regulations04/06/2018
Investment Policy06/15/2020
Margin Calculation Methodology06/29/2020
Procedure in the Event of Member Default06/29/2020
Risk Management System, Test Policy and Model Validation01/02/2020

IOSCO Disclosures

Version

Self-Assessment_CPSS-IOSCO Principles for FMI08/06/2019
CCP.A IOSCO Public Quantitative Data (published on 30/06/2020) xlsx-file 699 KBQ1 2020