General Terms and Conditions

Version

CCP.A General Terms and Conditions of Business (effective since 01/03/2018)01/03/2018
Publication on GTC (effective since 03/19/2018)03/19/2018
Code of Conduct03/22/2018
Schedule of Fees (effective until 05/29/2019)08/01/2017
Schedule of Fees (effective as of 05/30/2019)05/30/2019

Clearing Agreements & Declarations

Version

Clearing Agreement with a Clearing Member (CM) - sample01/03/2018
Annexes to the Clearing Agreement with a Clearing Member (CM) - sample01/03/2018
Declaration of a Clearing Service Agreement between a Clearing Member (CM) and a Non-Clearing Member (NCM) - sample01/03/2018
Declaration of a Client Service Agreement between a Clearing Member (CM) and a Registered Client (RC) - sample01/03/2018
Clearing Agent Agreement - sample01/03/2018
Clearing Agent Declaration - sample 01/03/2018
Clearing Agreement CM with Clearing Agent - sample01/03/2018
Annexes to Clearing Agreement CM with Clearing Agent - sample01/03/2018
Payment Agent Declaration - sample01/03/2018

Forms

Version
F1 - Form regarding the termination of the Clearing Agreement pursuant to §18 GTC of CCP.A04/16/2019
F2 - Form regarding the suspension / termination of the Clearing Service Agreement with an NCM pursuant to §19 GTC of CCP.A04/16/2019
F3 - Form regarding the withdrawal of Annex 5 (Clearing Member)04/16/2019
F4 - Form regarding the withdrawal of Annex 5 (Clearing Member with Clearing Agent)04/16/2019
F5 - Form regarding the withdrawal of Annex 5 (Clearing Member with Clearing Client)04/16/2019

Documents for New Members

Version

Contact Form04/25/2019
CCP.A Checklist Participant Link10/01/2018

Important Market Information

Version

List of non CCP-eligible Securitiesdaily
Risk Factorsdaily
List of shares in the Third Market with principal trading venue in a third Country12/19/2018
CCP.A Clearing Calendar 201912/04/2018
List of CCP.A Members04/12/2019

Disclosure of Information pursuant to Reg. (EU) 153/2013

Version

Account Structure02/01/2017
Business Continuity Management08/27/2018
Business Rules of Risk Committee07/01/2013
Collateral Policy04/12/2019
Public Information on Default Fund Calculation10/20/2017
Default Waterfall04/12/2019
Governance Regulations04/06/2018
Investment Policy11/27/2018
Margin Calculation Methodology11/27/2018
Procedure in the Event of Member Default04/12/2019
Remuneration Policy (German)07/17/2018
Risk Management System, Test Policy and Model Validation01/31/2019

IOSCO Disclosures

Version

Self-Assessment_CPSS-IOSCO Principles for FMI12/29/2016
CCP.A IOSCO Public Quantitative Data (published on 03/31/2019) xlsx-file 501 KBQ4 2018