General Terms and Conditions

Version

General Terms and Conditions of Business Securities Clearing

2020-06-29

Publication on GTC Securities Clearing

2020-06-29

Schedule of Fees Securities Clearing

2021-01-01

Clearing Agreements & Declarations

Version

Clearing Agreement Securities Clearing

2018-01-03

Annexes to the Clearing Agreement Securities Clearing

2020-06-29

Declaration of a Clearing Service Agreement between a Clearing Member (CM)
and a Non-Clearing Member (NCM)
- sample

2018-01-03

Declaration of a Client Service Agreement between a Clearing Member (CM)
and a Registered Client (RC)
- sample

2018-01-03

Clearing Agent Agreement - sample

2018-01-03

Clearing Agent Declaration - sample 

2018-01-03

Clearing Agreement Securities Clearing CM with Clearing Agent - sample

2018-01-03

Annexes to Clearing Agreement Securities Clearing CM with Clearing Agent - sample

2020-06-29

Payment Agent Declaration - sample

2018-01-03

Forms

Version

F1 - Form regarding the termination of the Clearing Agreement pursuant to §18 GTC of CCP.A

2019-12-19

F2 - Form regarding the suspension / revocation of suspension / termination of the CSA
with an NCM pursuant to §19 GTC of CCP.A

2019-12-19

F3 - Form regarding the withdrawal of Annex 5 (Clearing Member)

2019-04-16

F4 - Form regarding the withdrawal of Annex 5 (Clearing Member with Clearing Agent)

2019-04-16

F5 - Form regarding the withdrawal of Annex 5 (Clearing Member with Clearing Client)

2019-04-16

Documents for New Members

Version

Contact Form

2021-09-01

Checklist Securities Clearing Participant Link

2018-10-01

Important Market Information

Version

List of non CCP-eligible Securities

daily

Risk Factors

daily

List of shares in the "Vienna MTF" with principal trading venue in a third Country

2021-07-12

Calendar Securities Clearing 2021

2021-01-01

List of CCP.A Members

2021-02-01

Disclosure of Information pursuant to Reg. (EU) 153/2013

Version

Account Structure

2021-04-02

Collateral Policy

2021-04-22

Public Information on Default Fund Calculation

2020-06-29

Default Waterfall

2021-04-22

Margin Calculation Methodology

2020-06-29

Procedure in the Event of Member Default

2021-04-22

Risk Management System, Test Policy and Model Validation

2021-02-01